Tue, 01 Mar|
Demonstrating CASS Compliance (1)
This event is free to attend
Time & Location
01 Mar, 10:30 GMT – 02 Mar, 10:30 GMT
About the Event
Regulatory attention has recently focused on operational resilience giving it equal importance as financial resilience. Consequently, firms must have robust governance infrastructures and in a world where we’re able to conduct business globally, oversight of third-parties is vital.
Axiom HQ sharing our insights
In this session, Axiom HQ explores the challenges facing CASS firms regarding governance and oversight arrangements. Our experts consider how to improve processes to manage CASS compliance effectively.
- Priscilla Gaudoin, Head of Client Regulation, Axiom HQ
- Matthew Bruce, Head of Product, Axiom HQ
Please join our webinar for an opportunity to participate in our Q&A session.
Key learning takeaways
- Demonstrating governance of your CASS requirements
- Oversight of third party arrangements
- Regulatory expectations
- Steps for Success
Book your Place
Demonstrating CASS Compliance
Regulatory attention has recently focused on operational resilience giving it equal importance as financial resilience.