We are pleased to announce that Axiom version 3.41.2 is now live! This update contains the following changes: General Improvements...

All regulated firms must have a process for handling complaints. Its purpose is to ensure that customer complaints are dealt with...

We are pleased to announce that Axiom version 3.41.1 is now live! This update contains the following changes: General Improvements...

We are pleased to announce that Axiom version 3.41.0 is now live! This update contains the following changes: General Improvements...

The FCA published a cyber resilience questionnaire cross sector report in 2018 and its findings are still relevant today. The cross...

It’s that time again! This year the FCA has issued a Strategy Document for the next three years to accompany its Business plan for...

In recent years, the term cryptoassets has slowly crept into our vocabulary. It’s a hot topic for debate and in the past few weeks,...

In October 2021, the UK government published its roadmap for sustainable investing. In the previous month, it had raised £10 billion for...

We are pleased to announce that Axiom version 3.40.3 is now live! This update contains the following changes: General Improvements...

The Senior Managers & Certification Regime was first introduced in 2016 for banks and then phased in until it was finally extended to...

We are pleased to announce that Axiom version 3.40.2 is now live! This update contains the following changes: General Improvements...

Managing regulatory risk should be a priority for regulated firms, but how well does a board understand its obligations? How does a board...

We are pleased to announce that Axiom version 3.40.1 is now live! This update contains the following changes: General Improvements...

We are pleased to announce that Axiom version 3.40 is now live! This update contains the following changes: Oversight We've enhanced the...

The FCA’s policy (PS21/20) outlined its changes to COBS research rules as well as the removal of the best execution reporting in RTS 27...

Prior to AIFMD and UCITS V, transfer agents were unknown, however the need for greater transparency and trust has raised their profile....

We are pleased to announce that Axiom version 3.39.1 is now live! This update contains the following changes: Oversight Modified the...

We are pleased to announce that Axiom version 3.39 is now live! This update contains the following changes: Oversight We've improved the...

Governing bodies have a duty to fulfil in providing oversight. What does that mean for workplace pensions? For workplace pensions, the...

The FCA hosted a live event providing feedback to the industry regards preparation for the March 2022 deadline. During the session,...