It’s that time again! This year the FCA has issued a Strategy Document for the next three years to accompany its Business plan for...

In recent years, the term cryptoassets has slowly crept into our vocabulary. It’s a hot topic for debate and in the past few weeks,...

Managing regulatory risk should be a priority for regulated firms, but how well does a board understand its obligations? How does a board...

The FCA’s policy (PS21/20) outlined its changes to COBS research rules as well as the removal of the best execution reporting in RTS 27...

July 2021 The Financial Services Future Regulatory Framework (FRF) Review was launched by the HMT in 2019. Its purpose was to consider...

July 2021 RegTech seems to be on everyone’s lips these days, but can it really help financial services? The regulators seem to think so....