Third Party Oversight

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Third Party Oversight

A seamless control environment between you and your transfer agents and administrators for genuine oversight

Axiom for Third Party Oversight takes the core benefit of the Axiom platform – powerful rules-mapping and evidencing – and uses it to bridge the gap between a firm and the third parties that it works with.

 

Any information maintained within the Axiom system can be selectively shared with others. Control and process documentation, along with all relevant mapping links to rules and regulatory frameworks, can be provided at the touch of a button.

 

As information changes over time, differences are automatically highlighted to ensure that up-to-date records are being maintained.

Axiom allows you to map received information into your own data, letting you incorporate thirdparty regulatory information into your own risk or monitoring frameworks. For example, you can generate and automatically maintain compliance documents that reference third-party controls – clearly labelled with the provider that operates them – within your account.

 

This has the ability to radically transform the thirdparty oversight capabilities of a compliance function and allow it to extend best practice beyond the borders of the firm.

AXIOM HQ

Birchin Court

20 Birchin Lane

London

EC3V 9DU

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TELEPHONE

+44 (0) 20 3965 2166

EMAIL

info@axiomhq.com

CASE STUDIES

CASS & TA Oversight

Breach Management

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Copyright © 2020 AxiomHQ. All Rights Reserved. Axiom HQ is the trading style of Strategic Software Applications Ltd which is incorporated and registered in England and Wales with company number 08423947 whose registered office is at Warnford Court, 29 Throgmorton Street, London, EC2N 2AT. Our VAT Number is: 157 0344 22

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